Qualifying Questions

What kind of investments have you previously participated in?

Hedge funds, private equity funds, venture funds or other private investment vehicles whereby the investment manager is compensated based on performance.

Yes
No

Mutual Funds

Yes
No

Exchange-Traded Funds (ETFs)

Yes
No

Individual Company Securities

Yes
No

Debt Securities

Yes
No

Options or Warrants

Yes
No

Currency Trading

Yes
No

None

Yes
No

Do you have any other investment experience in addition to that described above?

Yes
No

If yes, please describe:

    ____________

If you are a U.S. person or acting on behalf of a U.S. person, in order to access this website, you must be an accredited investor as defined in the U.S. Securities Act of 1933, as amended (“1933 Act”).

You are an accredited investor if you meet any of the following descriptions (please check the applicable description(s))

a bank, as defined in Section 3(a)(2) of the 1933 Act, acting in its individual or fiduciary capacity.

Yes
No

a savings and loan association or other institution as defined in Section 3(a)(5)(A) of the 1933 Act, acting in its individual or fiduciary capacity.

Yes
No

a broker or dealer registered pursuant to Section 15 of the U.S. Securities Exchange Act of 1934, as amended (“Exchange Act”).

Yes
No

an insurance company as defined in Section 2(13) of the 1933 Act.

Yes
No

an investment company registered under the U.S. Investment Company Act of 1940, as amended (the “1940 Act”), or a business development company as defined in Section 2(a)(48) of the 1940 Act.

Yes
No

a small business investment company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the U.S. Small Business Investment Act of 1958, as amended.

Yes
No

a plan which has total assets in excess of US$5,000,000 and which is established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions for the benefit of its employees.

Yes
No

an employee benefit plan within the meaning of the U.S.Employee Retirement Income Security Act of 1974,as amended (“ERISA”),if the investment decision is made by a plan fiduciary,as defined in Section 3(21) of ERISA,which is either a bank,savings and loan association,insurance company,or Registered Investment Advisor,or if the employee benefit plan has total assets in excess of US$5,000,000 or,if a self-directed plan,with investment decisions made solely by persons that are accredited investors.

Yes
No

a private business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940, as amended.

Yes
No

a corporation, a Massachusetts or similar business trust, a partnership, or an organization described in Section 501(c)(3) of the U.S. Internal Revenue Code of 1986, as amended, which has total assets in excess of US$5,000,000.

Yes
No

a natural person whose individual net worth, or joint net worth with his or her spouse, exceeds US$1,000,000.

Yes
No

a natural person who had an individual income in excess of US$200,000 in each of the two most recent years or joint income with his or her spouse in excess of US$300,000 in each of those years, and who has a reasonable expectation of reaching the same income level in the current year.

Yes
No

a trust with total assets in excess of US$5,000,000, the investment activities of which are directed by a person who has such knowledge and experience in financial and business matters that he is capable of evaluating the merits and risks of the investment.

Yes
No

an entity in which all of the equity owners are accredited investors.

Yes
No

We may ask you to provide additional information, depending on which box has been checked.

Do you have the necessary knowledge and experience in financial and business matters to enable it to evaluate the merits and risks of an investment in a private investment fund?

Yes
No

Are you aware that an investment in a private investment fund entails risk, and the trading strategies of private investment funds may be speculative in nature?

Yes
No

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